Colony Park Financial Services LLC. (Greenville)


Colony Park Financial Services LLC. is a large advisory firm based in Greenville. It manages $228.25 million of regulatory assets for 941 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Florida, Georgia, and 15 other states.

Colony Park Financial Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Colony Park Financial Services: assets under management

The assets under management (AUM) of Colony Park Financial Services LLC. is $228.25 million. The firm's AUM has grown by 45% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $160.68 million in discretionary accounts and $67.57 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $232.2 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $271.37 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Colony Park Financial Services LLC. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lewis Nelson Lester Ceo 1 Aug 2001 50% - 75% 1773617
Michael Stuart Brown President 1 Aug 2001 25% - 50% 2777111
Trevor Lee Gordon Ceo 1 May 2014 75% - 100% 2195122
Jack Charles Bixler Member 1 May 2014 Other 22331

Based in Greenville

The principal office where Colony Park Financial Services LLC. performs its advisory services is located at 800 East North St., Greenville, SC 29601, which is also the mailing address of the firm. An additional office of the firm is in Dublin, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 864-679-4701 or by fax 864-631-1902. The normal business hours are 8:30 a.m.-5 p.m. on Monday - Friday. You can find more information about the New York firm at colonyparkfinancial.com.