Qbox Fiduciary Solutions, LLC (Fort Wayne)


Qbox Fiduciary Solutions, LLC is a large advisory firm based in Fort Wayne. It manages $178.24 million of regulatory assets for 298 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Georgia, Indiana, and 4 other states.

Qbox Fiduciary Solutions provides portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Qbox Fiduciary Solutions: assets under management

The assets under management (AUM) of Qbox Fiduciary Solutions, LLC is $178.24 million. The firm's AUM has grown by 136% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $176.09 million in discretionary accounts and $2.14 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $755.77 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $32.97 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 99% of the total AUM. The second-largest asset type is exchange traded securities, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Qbox Fiduciary Solutions, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Qbox Fiduciary Solutions serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Qbox Fiduciary Solutions is pension and profit sharing plans with 165 clients and $169.11 million of assets under management. Among the 7 most similar advisory firms, Qbox Fiduciary Solutions has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $178.24 million for 275 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Qbox Fiduciary Solutions doesn't advise any private funds.

Careers at Qbox Fiduciary Solutions, LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Christian Kaufman Member 1 Apr 2013 50% - 75% 4218764
Gregory Allen Moerchen Managing member and chief compliance officer 1 Apr 2013 50% - 75% 2449896

Based in Fort Wayne

The principal office where Qbox Fiduciary Solutions, LLC performs its advisory services is located at 3601 Hobson Road, Fort Wayne, IN 46815, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 260-918-4500. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at qboxfs.com.