Heller Capital Resources Financial & Insurance Services Inc. (Los Angeles)


Heller Capital Resources Financial & Insurance Services Inc. is a large advisory firm based in Los Angeles. It manages $587.14 million of regulatory assets for 1,958 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 7 other states.

Heller Capital Resources Financial & Insurance Services provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Heller Capital Resources Financial & Insurance Services: assets under management

The assets under management (AUM) of Heller Capital Resources Financial & Insurance Services Inc. is $587.14 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 945% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $587.14 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $299.86 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Heller Capital Resources Financial & Insurance Services Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Heller Capital Resources Financial & Insurance Services Inc.

Gregory Sandor Heller has been acting as President since 1 Aug 1988. Steven Jeff Weinberger joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gregory Sandor Heller President 1 Aug 1988 75% - 100% 1460520
Steven Jeff Weinberger Chief compliance officer 1 Jan 2004 Other 3221929

Based in Los Angeles

The principal office where Heller Capital Resources Financial & Insurance Services Inc. performs its advisory services is located at 10866 Wishire Blvd., Suite 1600, Los Angeles, CA 90024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-473-5445 or by fax 310-473-5775. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at hellerfunds.com.