Owl Creek Asset Management, L.P. (New York)

Owl Creek Asset Management, L.P. is a large advisory firm based in New York. It manages $4.52 billion of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2006.

Owl Creek Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Owl Creek Asset Management: assets under management

The assets under management (AUM) of Owl Creek Asset Management, L.P. is $4.52 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 311% since the beginning of its operation, and $2.42 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $4.52 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $265.98 million each.

Owl Creek Asset Management has custody of $902.35 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Owl Creek Asset Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Owl Creek Asset Management serves?

The only and largest group of clients of Owl Creek Asset Management is pooled investment vehicles with 17 clients and $4.52 billion of assets under management. Among the 11 most similar advisory firms, Owl Creek Asset Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.52 billion for 17 clients. 56% of the firm’s clients are foreign persons or businesses.

Owl Creek Asset Management also advises several private funds. Namely, ten hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $5,000,000.

Careers at Owl Creek Asset Management, L.P.

The company employs 31 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
L.L.C. Owl Creek Gp	General partner	1 Aug 2001	Other	20-1441940
Jeffrey Alan Altman	Managing partner	1 Aug 2001	50% - 75%	2143110
Llc Owl Creek Advisors	General partner	1 Aug 2001	Other	13-4177072
Llc Owl Creek Gp	General partner	1 Aug 2001	Other	20-1441940
Daniel Joe Sapadin	Managing director / chief operating officer	1 Dec 2001	Other	3142207
Daniel Edrich Krueger	Senior analyst	1 Jan 2002	Other	3051385
Shai Simon Tambor	Senior analyst	1 Jan 2002	Other	3154578
Daniel Edrich Krueger	Managing director	1 Jan 2006	Other	3051385
Shai Simon Tambor	Managing director	1 Jan 2006	Other	3154578
Jane Elizabeth Korach	General counsel / chief compliance officer	1 May 2007	Other	5646772
Jeffrey Fu Jen Lee	Managing director	1 Jul 2007	Other	5411930
L.P. Owl Creek Asset Management	Owner (sole) of owl creek hong kong limited	1 Oct 2007	75% - 100%	139371
Jane Elizabeth Korach	General counsel / chief compliance officer	1 Jan 2009	Other	5646772
Owl Creek Europe Limited	Corporate member of owl creek europe management, llp	1 Mar 2010	75% - 100%	99-9999999
Eduard Christian Sent	Partner - owl creek europe management, llp	1 Oct 2010	Other	6034350
Ran Landmann	Partner - owl creek europe management, llp.	1 Oct 2010	Other	6034351
Michelle Fung	Chief financial officer	1 Jan 2011	Other	5906138
Michelle Yunchee Fung	Chief financial officer	1 Jan 2011	Other	5906138
Christopher Min Fang Wang	Responsible officer owl creek hong kong limited	1 May 2011	Other	6034349
Stephen Ira Back	Chief compliance officer	1 Jan 2012	Other	3088304
L.L.C. Owl Creek Advisors	Relying adviser	1 Jan 2012	Other	13-4177072
Reuben Kopel	General counsel	1 Mar 2012	Other	4838321
Atsushi Oshiba	Responsible officer owl creek hong kong limited	1 Dec 2014	Other	4415407

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Alan Altman	Managing member	1 Dec 2007	75% - 100%	2143110
L.P. Owl Creek Asset Management	Sole shareholder of entity that owns relying adviser owl creek europe management, l.l.p.	1 Mar 2010	75% - 100%	xxx-xx-xxxx

Based in New York

The principal office where Owl Creek Asset Management, L.P. performs its advisory services is located at 640 Fifth Avenue, 20 Th Floor, New York, NY 10019 6102, which is also the mailing address of the firm. An additional office of the firm is in Miami Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-688-2550 or by fax 212-753-2760. The normal business hours are 8:30am-6:00pm on Monday - Friday.