Mount Yale Investment Advisors, LLC is a large advisory firm based in Denver. It manages $1.29 billion of regulatory assets for 2,380 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, California, Colorado, and 25 other states.
Mount Yale Investment Advisors provides portfolio management for individuals and small businesses, selection of other advisers, and recommendation of other investment advisers, asset allocation recommendation, monitoring of other investment advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Mount Yale Investment Advisors, LLC is $1.29 billion. The firm's AUM has grown by 3279% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Mount Yale Investment Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, insurance companies, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Mount Yale Investment Advisors is high net worth individuals with 713 clients and $1.2 billion of assets under management. Among the 9 most similar advisory firms, Mount Yale Investment Advisors has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.29 billion for 807 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Mount Yale Investment Advisors doesn't advise any private funds.
The company employs 24 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Mount Yale Investment Advisors, LLC performs its advisory services is located at 1580 Lincoln Street, Denver, CO 80203, which is also the mailing address of the firm. An additional office of the firm is in Minneapolis, MN. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-382-2880 or by fax 303-382-2888. The normal business hours are 7:30-5:00pm on Monday - Friday. You can find more information about the New York firm at mtyale.com.