Kailasa Capital Management LLC (Pittsburgh)


Kailasa Capital Management LLC is a large advisory firm based in Pittsburgh. It manages $165.54 million of regulatory assets for 261 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Pennsylvania.

Kailasa Capital Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kailasa Capital Management: assets under management

The assets under management (AUM) of Kailasa Capital Management LLC is $165.54 million. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $127.2 million in discretionary accounts and $38.34 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $500.8 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.48 million.

Investments

The firm invests in non-exchange traded securities the most. They account for 59% of the total AUM. The second-largest asset type is government bonds, which make up 29% of the firm’s portfolio. Investments in investment and business development companies form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kailasa Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kailasa Capital Management serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Kailasa Capital Management is high net worth individuals with 45 clients and $80.2 million of assets under management. Among the 9 most similar advisory firms, Kailasa Capital Management has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $165.54 million for 92 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Kailasa Capital Management doesn't advise any private funds.

Careers at Kailasa Capital Management LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christopher Edward Winn Chief compliance officer 1 Apr 2017 Other 4639347
Ria Ventures Management Llc Managing member 1 Apr 2017 75% - 100% 81-5397691
Yongjun Li Managing member, principal and chief compliance officer 1 Jun 2017 75% - 100% 2953572

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Christopher Edward Winn Managing member 1 Mar 2017 75% - 100% 4639347

Based in Pittsburgh

The principal office where Kailasa Capital Management LLC performs its advisory services is located at 2000 Smallman Street, Pittsburgh, PA 15222, which is also the mailing address of the firm. An additional office of the firm is in Seven Fields, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (412) 315-7874. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at kailasacapital.com.