Valley Forge Investment Consultants, Inc. (King Of Prussia)


Valley Forge Investment Consultants, Inc. is a large advisory firm based in King Of Prussia. It manages $1.27 billion of regulatory assets for 1,053 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Delaware, Florida, Louisiana, and 5 other states.

Valley Forge Investment Consultants provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Valley Forge Investment Consultants: assets under management

The assets under management (AUM) of Valley Forge Investment Consultants, Inc. is $1.27 billion. The company doesn't manage any assets belonging to foreign clients.

Valley Forge Investment Consultants has custody of $37.97 million in cash and securities for 30 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 68% of the total AUM. The second-largest asset type is exchange traded securities, which make up 19% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Valley Forge Investment Consultants, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Joseph Maher serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Michael Joseph Maher is pension and profit sharing plans with 125 clients and $762.01 million of assets under management. Among the 10 most similar advisory firms, Valley Forge Investment Consultants has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $1.27 billion for 440 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Valley Forge Investment Consultants doesn't advise any private funds.

Careers at Valley Forge Investment Consultants, Inc.

The company employs 14 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Joseph Maher has been acting as President since 1 Jan 1989. Sean Maher joined the executive team most recently as the Vice Chairman.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Joseph Maher Chairman/ceo/president 1 Jan 1989 Other 2139398
Frederick Martin Rackovan Chief operation officer 1 Mar 2010 Other 2492058
Troi Sarah Lentini Chief compliance officer/vp of operations 1 Jan 2011 Other 4576767
Valley Forge Companies Trust (Qtip 1 Trust) Shareholder/sole owner 1 Jan 2012 75% - 100% 38-7008675
Stephen Thomas Mumford Manager 1 Apr 2018 Other 5214858
Sean Maher Vice chairman 1 Dec 2018 Other 2762107
Michael Gregory Mallick Secretary 1 Dec 2018 Other 5713517

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Karen Marie Beyer Trustee 1 Jan 2012 Other 4604371
Karen Beyer Trustee 1 Jan 2012 Other 4604371

Based in King Of Prussia

The principal office where Valley Forge Investment Consultants, Inc. performs its advisory services is located at 1030 Old Valley Forge Road, King Of Prussia, PA 19406, which is also the mailing address of the firm. An additional office of the firm is in Ephrata, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-783-6650 or by fax 610-783-0729. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at vffg.com.