Mariner Wealth Advisors Oklahoma, LLC is a large advisory firm based in Overland Park. It manages $2.38 billion of regulatory assets for 2,072 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arkansas, California, Colorado, and 8 other states.
Mariner Wealth Advisors Oklahoma provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and family office services, divorce consulting services. It prepares financial plans for more than 499 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Mariner Wealth Advisors Oklahoma, LLC is $2.38 billion. The firm's AUM has grown by 4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Mariner Wealth Advisors Oklahoma, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Mariner Wealth Advisors Oklahoma is pension and profit sharing plans with 12 clients and $1.24 billion of assets under management. Among the 8 most similar advisory firms, Mariner Wealth Advisors Oklahoma has the 2nd highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $2.38 billion for 634 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Mariner Wealth Advisors Oklahoma doesn't advise any private funds.
The company employs 28 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 20 employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Katrina Delores Scott has served as the Chief Investment Officer since 1 Jan 2018. Anne Jenelle Dorian joined the executive team most recently as the Chief Compliance Officer.
The principal office where Mariner Wealth Advisors Oklahoma, LLC performs its advisory services is located at 5700 W. 112 Th Street, Overland Park, KS 66211, which is also the mailing address of the firm. An additional office of the firm is in Tulsa, OK. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 913-904-5700 or by fax 913-904-5701. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at marinerwealthadvisors.com/.