Carol Jeanette Burton (Westport)


Carol Jeanette Burton is an adviser based in Westport. It manages $56.74 million of regulatory assets for 55 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Connecticut and New York.

Carol Jeanette Burton provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Carol Jeanette Burton: assets under management

The assets under management (AUM) of Carol Jeanette Burton is $56.74 million. The firm's AUM has grown by 59% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $21.84 million in discretionary accounts and $34.89 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $873.71 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.16 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Carol Jeanette Burton for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Westport

The principal office where Carol Jeanette Burton performs its advisory services is located at 9 Wake Robin Rd, Westport, CT 06880, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-227-5077 or by fax 203-454-8890. The normal business hours are 9am-5pm on Monday - Friday.