O'shares Investment Advisers, LLC (Montreal)


O'shares Investment Advisers, LLC is a large advisory firm based in Montreal. It manages $617 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2016.

O'shares Investment Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

O'shares Investment Advisers: assets under management

The assets under management (AUM) of O'shares Investment Advisers, LLC is $617 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2104% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $617 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $154.25 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay O'shares Investment Advisers, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Terence Thomas Kevin O'leary serves?

The only and largest group of clients of Terence Thomas Kevin O'leary is investment companies with 4 clients and $617 million of assets under management. Among the 10 most similar advisory firms, O'shares Investment Advisers has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $617 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

O'shares Investment Advisers doesn't advise any private funds.

Careers at O'shares Investment Advisers, LLC

The company employs 4 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Terence Thomas Kevin O'leary has been acting as President since 1 Jan 2017. O'shares Investments Inc. joined the executive team most recently as the Registrant.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
O'shares Investments Inc. Registrant 1 Mar 2016 75% - 100% foreign entity
Connor O'brien Chief executive officer 1 Mar 2016 Other 6676554
Louise Anne Poirier Chief financial officer/chief compliance officer 1 Mar 2016 Other 6676555
Terence Thomas Kevin O'leary Chairman 1 Jan 2017 Other 6679890

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Connor O'brien Stockholder 1 Sep 2002 75% - 100% 6676554
Terence Thomas Kevin O'leary Stockholder 1 Jan 2012 75% - 100% 6679890
The Kevin O'leary Family Trust 1997 Stockholder 1 Jun 2012 75% - 100% foreign entity
Stanton Assets Inc. Stockholder 1 May 2015 50% - 75% foreign entity
Shaw Street Investments Ulc Member 1 May 2015 25% - 50% foreign entity
O'leary Productions Inc. Member 1 May 2015 25% - 50% foreign entity

Based in Montreal

The principal office where O'shares Investment Advisers, LLC performs its advisory services is located at 1010 Sherbrooke Street West, Montreal, H3 A 2 R7, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 514-849-1056 or by fax 514-849-0065. The normal business hours are 9 am - 5 pm on Monday - Friday.