New England Guild Wealth Advisors, Inc. (Avon)


New England Guild Wealth Advisors, Inc. is a large advisory firm based in Avon. It manages $279.49 million of regulatory assets for 179 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Connecticut, Florida, Massachusetts, and 4 other states.

New England Guild Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

New England Guild Wealth Advisors: assets under management

The assets under management (AUM) of New England Guild Wealth Advisors, Inc. is $279.49 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $279.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.56 million each.
New England Guild Wealth Advisors has custody of $26.1 million in cash and securities for 26 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New England Guild Wealth Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients New England Guild Wealth Advisors serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of New England Guild Wealth Advisors is high net worth individuals with 94 clients and $234.71 million of assets under management. Among the 11 most similar advisory firms, New England Guild Wealth Advisors has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $279.49 million for 179 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

New England Guild Wealth Advisors doesn't advise any private funds.

Careers at New England Guild Wealth Advisors, Inc.

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ernest Patrick Logue Cfo,principal, director 1 Jul 1995 25% - 50% 2683409
Harold Lilburn Rives Pres,chief compliance officer,principal, director 1 Jul 2004 25% - 50% 1313348
Susan Mary Grayson Corp. secy,principal 1 Jul 2004 Other 4382598
Harold Lilburn Rives Corp secy,chief compliance officer,principal, director 1 Sep 2013 25% - 50% 1313348
Susan Mary Grayson President,principal,director 1 Sep 2013 25% - 50% 4382598
Susan Mary Grayson President,principal,director,cco 1 Oct 2016 50% - 75% 4382598

Based in Avon

The principal office where New England Guild Wealth Advisors, Inc. performs its advisory services is located at 139 Simsbury Road, Avon, CT 06001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-404-5900 or by fax 860-404-5598. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at neguild.com.