Pathway Capital Opportunity Fund Management, LLC (New York)

Pathway Capital Opportunity Fund Management, LLC is an investment adviser to an investment company based in New York. It manages $9.09 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Texas.

Pathway Capital Opportunity Fund Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pathway Capital Opportunity Fund Management: assets under management

The assets under management (AUM) of Pathway Capital Opportunity Fund Management, LLC is $9.09 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $9.09 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.09 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pathway Capital Opportunity Fund Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pathway Capital Opportunity Fund Management serves?

The only and largest group of clients of Pathway Capital Opportunity Fund Management is investment companies with 1 clients and $9.09 million of assets under management. Among the 1 most similar advisory firms, Pathway Capital Opportunity Fund Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $9.09 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Pathway Capital Opportunity Fund Management doesn't advise any private funds.

Careers at Pathway Capital Opportunity Fund Management, LLC

The company employs 106 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 2 indirect owners.

Based in New York

The principal office where Pathway Capital Opportunity Fund Management, LLC performs its advisory services is located at 10 East 40 Th Street, New York, NY 10016, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-448-0702 or by fax 212-448-9652. The normal business hours are 8:30 am to 7:00 pm on Monday - Friday. You can find more information about the New York firm at prospectcapitalmanagement.com.

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