Focus Investments Nw, Inc. (Tacoma)


Focus Investments Nw, Inc. is a pension cosultant based in Tacoma. It manages $1 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Washington.

Focus Investments Nw provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Focus Investments Nw: assets under management

The assets under management (AUM) of Focus Investments Nw, Inc. is $1 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $125 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Focus Investments Nw, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Focus Investments Nw, Inc.

Francis Leslie Cathersal has been acting as President since 1 Jan 2006. William Arthur Whatmough joined the executive team most recently as the Portfolio Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Francis Leslie Cathersal President 1 Jan 2006 25% - 50% 4342900
William Arthur Whatmough Portfolio manager 1 Jan 2006 25% - 50% 2144588
Emanuel Bernard Schroeter Chief operations officer 1 Jan 2006 Other 1823942
John Deforrest Williamson Officer 1 Jan 2006 Other 2357023
David James Jajewski Officer 1 Jan 2006 Other 1691466

Based in Tacoma

The principal office where Focus Investments Nw, Inc. performs its advisory services is located at 1724 West Union #200, Tacoma, WA 98405, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 253-383-1676 or by fax 253-383-1033. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.