Sadoff Investment Management LLC (Milwaukee)


Sadoff Investment Management LLC is a large advisory firm based in Milwaukee. It manages $1.22 billion of regulatory assets for 1,313 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, California, Colorado, and 11 other states.

Sadoff Investment Management provides financial planning services, portfolio management for individuals and small businesses, and publication of newsletters. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sadoff Investment Management: assets under management

The assets under management (AUM) of Sadoff Investment Management LLC is $1.22 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 352% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.22 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $929.94 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 81% of the total AUM. The second-largest asset type is investment and business development companies, which make up 9% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sadoff Investment Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sadoff Investment Management serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Sadoff Investment Management is high net worth individuals with 414 clients and $1.01 billion of assets under management. Among the 5 most similar advisory firms, Sadoff Investment Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.22 billion for 642 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sadoff Investment Management doesn't advise any private funds.

Careers at Sadoff Investment Management LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ronald Bruce Sadoff Investment advisor 1 Oct 2002 Other 408874
Bryan David Sadoff Member, chief compliance officer 1 Oct 2002 50% - 75% 2319633
Michael Allen Sadoff Member 1 Oct 2002 50% - 75% 4541911
Bryan David Sadoff Chief compliance officer 1 Oct 2004 Other 2319633

Based in Milwaukee

The principal office where Sadoff Investment Management LLC performs its advisory services is located at 250 W. Coventry Ct #109, Milwaukee, WI 53217, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 414-352-8460 or by fax 414-352-3681. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at teamsadoff.com.