Eley Financial Management, Inc. is a large advisory firm based in South Burlington. It manages $231.08 million of regulatory assets for 1,332 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, California, Colorado, and 9 other states.
Eley Financial Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Eley Financial Management, Inc. is $231.08 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 122% since the beginning of its operation, and $151.9 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Eley Financial Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Sarah Kathryn Eley is high net worth individuals with 56 clients and $122.91 million of assets under management. Among the 9 most similar advisory firms, Eley Financial Management has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $227.77 million for 557 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Eley Financial Management doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Sarah Kathryn Eley has been acting as President since 1 Jan 2001. Andrew David Murphy joined the executive team most recently as the Chief Compliance Officer.
The principal office where Eley Financial Management, Inc. performs its advisory services is located at 99 Swift Street, South Burlington, VT 05403 7360, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 802-863-4463 or by fax 802-864-0949. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at eleyfinancialmanagement.com.