Thomaslloyd Global Asset Management (Americas) LLC (Pleasantville)


Thomaslloyd Global Asset Management (Americas) LLC is a large advisory firm based in Pleasantville. It manages $379.63 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007.

Thomaslloyd Global Asset Management (Americas) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thomaslloyd Global Asset Management (Americas): assets under management

The assets under management (AUM) of Thomaslloyd Global Asset Management (Americas) LLC is $379.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 476% since the beginning of its operation, and $379.63 million of the total AUM is attributable to clients outside of the United States.

The firm manages $379.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $379.63 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thomaslloyd Global Asset Management (Americas) LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Douglas Lloyd Brennan serves?

The only and largest group of clients of Douglas Lloyd Brennan is pooled investment vehicles with 1 clients and $379.63 million of assets under management. Among the 10 most similar advisory firms, Thomaslloyd Global Asset Management (Americas) has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $379.63 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Thomaslloyd Global Asset Management (Americas) doesn't advise any private funds.

Careers at Thomaslloyd Global Asset Management (Americas) LLC

The company employs 5 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Douglas Lloyd Brennan has been acting as President since 1 Jan 2003. Anthony Michael Coveney joined the executive team most recently as the Chief Executive Officer & Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Douglas Lloyd Brennan Chairman 1 Jan 2003 Other 2519452
James John Bowe President 1 Jan 2003 Other 713865
George Fisher Senior vice president, compliance officer 1 Jan 2003 Other 1710915
Angela Elizabeth Lavelle Vp of finance 1 Nov 2003 Other 4878444
Mark Joseph Gallagher Executive vice president - cheif operations officer 1 Sep 2004 Other 1921924
Charles Matthew White Executive vice president 1 Jun 2005 Other 1989978
Gregory Henry Kahn Senior vice president, general counsel 1 Jun 2005 Other 5045156
Salvatore Michael Capizzi Executive vice president 1 Sep 2005 Other 1037757
William Lawrence Morrow Chief compliance officer 1 Sep 2005 Other 2229850
Donald Creel Hubbard Senior vice president 1 Oct 2005 Other 2458133
Thomaslloyd Ag Owner 1 Nov 2006 75% - 100% foreign
Jerry John Szilagyi Chief executive officer 1 Feb 2007 Other 1156349
Eric Michael Earnhardt Chief compliance officer 1 Dec 2008 Other 1855856
Anthony Michael Coveney Chief executive officer & chief compliance officer 1 Jun 2018 Other 5603930
Angela Elizabeth Lavelle Chief financial officer 1 Jun 2018 Other 4878444
Thomaslloyd Holdings (Americas) Llc Member 1 Jun 2018 75% - 100% 75-3100039
Eric Michael Earnhardt Chief compliance officer 1 Jun 2018 Other 1855856

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
T. U. Michael Sieg Owner 1 May 2006 75% - 100% foreign
Thomas Ulf Michael Sieg Owner 1 May 2006 75% - 100% 5292555
Thomaslloyd Group Limited Member 1 Aug 2006 75% - 100% foreign
Thomaslloyd Group Plc Owner 1 Jan 2007 75% - 100% foreign
Thomas Ulf Michael Sieg Member/owner 1 Sep 2014 75% - 100% 6992909
Mna Capital Pte. Ltd. Owner 1 Apr 2015 75% - 100% foreign

Based in Pleasantville

The principal office where Thomaslloyd Global Asset Management (Americas) LLC performs its advisory services is located at 427 Bedford Road, Pleasantville, NY 10570, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-495-3630 or by fax 914-495-3628. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at thomas-lloyd.com/en/.