Nikko Global Asset Management Singapore Ltd (Singapore)


Nikko Global Asset Management Singapore Ltd is a large advisory firm based in Singapore. It manages $1.32 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001.

Nikko Global Asset Management Singapore provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nikko Global Asset Management Singapore: assets under management

The assets under management (AUM) of Nikko Global Asset Management Singapore Ltd is $1.32 billion. The firm's AUM has grown by 49% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $160.89 million in discretionary accounts and $1.16 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.82 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $144.56 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nikko Global Asset Management Singapore Ltd for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nikko Global Asset Management Singapore Ltd

Cheong Lip Ng has been acting as President since 1 Apr 1998. Jwee Leng Tan joined the executive team most recently as the Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nikko Global Asset Management Limited Shareholder 1 Mar 1998 75% - 100% foreign
Cheong Lip Ng Cio/director 1 Apr 1998 Other 4398101
Norimichi Mishima Ceo/managing director 1 Apr 2000 Other 4398073
Katsunosuke Ozawa Director (non-executive) 1 Apr 2001 Other 1623840
Katsunosuke Ozawa Ceo/managing director 1 Jun 2001 Other 1623840
Masafumi Hikima Director (non-executive) 1 Oct 2001 Other 1523287
Samantha Mong Ping Teo Cio/director 1 Mar 2002 Other 4535969
Jwee Leng Tan Compliance officer 1 Aug 2005 Other 5033084

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ltd The Nikko Securities Co. Shareholder 1 Mar 1998 75% - 100% foreign
Nikko Cordial Corporation Shareholder 1 Mar 1998 75% - 100% foreign
Nikko Asset Management Co Ltd Shareholder 1 Apr 1999 75% - 100% foreign
Ltd Nikko Asset Management Co. Shareholder 1 Apr 1999 75% - 100% foreign

Based in Singapore

The principal office where Nikko Global Asset Management Singapore Ltd performs its advisory services is located at 77 Robinson Rd, Singapore, 068896, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 65 6-538-6997 or by fax 65 6-538-6991. The normal business hours are 8.30 a.m. to 5.30 p.m. on Monday - Friday.