Aristotle Investors, Inc. is a large advisory firm based in Portland. It manages $99 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Maine.
Aristotle Investors provides portfolio management for pooled investment vehicles and portfolio management for private foundation. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Aristotle Investors, Inc. is $99 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Aristotle Investors, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of John Prentis Morrill is pooled investment vehicles with 1 clients and $87.43 million of assets under management. Among the 7 most similar advisory firms, Aristotle Investors has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $87.43 million for 1 clients. None of the firm’s clients are foreign persons or businesses.
Aristotle Investors also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.
The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
John Prentis Morrill has been acting as President since 1 Jul 1993. Christopher E (Mi Only) Morrill joined the executive team most recently as the Chief Compliance Officer.
The principal office where Aristotle Investors, Inc. performs its advisory services is located at 33 Carroll Street, Portland, ME 04102, which is also the mailing address of the firm. An additional office of the firm is in Moultonborough, NH. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 207-761-9706. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.