Mohlman Asset Management, LLC (Fort Wayne)

Name: Mohlman Asset Management, LLC
Address: 200 East Main Street, Fort Wayne, IN, 46802
Telephone: 260 420 7772

Mohlman Asset Management, LLC is a large advisory firm based in Fort Wayne. It manages $178 million of regulatory assets for 531 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Indiana and Ohio.

Mohlman Asset Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mohlman Asset Management: assets under management

The assets under management (AUM) of Mohlman Asset Management, LLC is $178 million. The firm's AUM has grown by 522% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $117 million in discretionary accounts and $61 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $425.45 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $238.28 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mohlman Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mohlman Asset Management, LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Louis Gerald Mohlman	Managing member/chief compliance officer	1 Oct 2008	75% - 100%	1200102
Michael David Mohlman	President; chief compliance officer	1 Dec 2017	Other	3132492

Based in Fort Wayne

The principal office where Mohlman Asset Management, LLC performs its advisory services is located at 200 East Main Street, Fort Wayne, IN 46802, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 260 420 7772 or by fax 260 420 7780. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at mohlmanassetmanagement.com.