Wolfrum And Co. is a large advisory firm based in Indianapolis. It manages $100 million of regulatory assets for 400 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Indiana.
Wolfrum And provides portfolio management for individuals and small businesses, selection of other advisers, and business consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as underlying investments for foundry private placeme.
The assets under management (AUM) of Wolfrum And Co. is $100 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Wolfrum And Co. for their services and products based on a percentage of assets under management, fixed fees, commissions, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Scott Thomas Wolfrum has been acting as President since 1 Dec 2017. Amanda Jonell Wolfrum joined the executive team most recently as the Chief Compliance Officer.
The principal office where Wolfrum And Co. performs its advisory services is located at 8888 Keystone Crossing, Indianapolis, IN 46240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 317-669-0580 or by fax 317-225-4040. The normal business hours are 8-5 on Monday - Friday.