Uscf Advisers LLC (Walnut Creek)


Uscf Advisers LLC is an investment adviser to an investment company based in Walnut Creek. It manages $9.89 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2014.

Uscf Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Uscf Advisers: assets under management

The assets under management (AUM) of Uscf Advisers LLC is $9.89 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 143% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $9.89 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.47 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Uscf Advisers LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Andrew F Ngim serves?

The only and largest group of clients of Andrew F Ngim is investment companies with 4 clients and $9.89 million of assets under management. Among the 1 most similar advisory firms, Uscf Advisers has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $9.89 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Uscf Advisers doesn't advise any private funds.

Careers at Uscf Advisers LLC

The company employs 16 people that are either part- or full-time employees. 19 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Andrew F Ngim has been acting as President since 1 Dec 2016. John Parish Love joined the executive team most recently as the President, Chief Executive Officer, And Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Andrew F Ngim Portfolio manager 1 Jun 2013 Other 1423275
The Nicholas And Melinda Gerber Living Trust Shareholder 1 Jun 2013 25% - 50% xxx-xx-xxxx
Scott Michael Schoenberger Shareholder 1 Jun 2013 Other 5775045
Jennifer Trulli Schoenberger Shareholder 1 Jun 2013 Other 5775054
Sheila Marcia Gerber Shareholder 1 Jun 2013 Other 5769588
Eliot Samuel Gerber Shareholder 1 Jun 2013 Other 5769591
Gerber Family Trust (Fbo Jacob & Vasch) Shareholder 1 Jun 2013 Other xxx-xx-xxxx
Howard Mah & Agnes Trinh T. Le Living Trust Shareholder 1 Jun 2013 Other xxx-xx-xxxx
Wainwright Inc. Sharehodler 1 Jun 2013 75% - 100% 20-1372339
Inc. Wainwright Holdings Owner 1 Jun 2013 75% - 100% 20-1372339
Heather Christine Harker General counsel 1 Jun 2013 Other 6038415
Carolyn Marie Yu Chief legal officer & chief compliance officer 1 May 2015 Other 6506782
Stuart Crumbaugh Chief financial officer, secretary, treasurer 1 May 2015 Other 6506611
John Parish Love President and chief executive officer 1 May 2015 Other 4751135
Melinda Lee Gerber Manager 1 May 2015 Other 5769602
Nicholas Daniel Gerber Vice president 1 Jun 2015 25% - 50% 2229060
Andrew F Ngim Director 1 Dec 2016 Other 1423275
John Parish Love President, chief executive officer, and director 1 Dec 2016 Other 4751135

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Nicholas Daniel Gerber Shareholder 1 Jun 2013 50% - 75% 2229060
Howard Mah Shareholder 1 Jun 2013 50% - 75% 2790604
Melinda Lee Gerber Owner 1 Jun 2013 50% - 75% 5769602
Inc. Concierge Technologies Shareholder 1 Dec 2016 75% - 100% 90-1133909

Based in Walnut Creek

The principal office where Uscf Advisers LLC performs its advisory services is located at 1850 Mt. Diablo Blvd., Walnut Creek, CA 94596, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 510-522-9600 or by fax 510-522-9604. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at uscfadvisers.com.