Gantzert Investment Company,L.L.C. (Joliet)


Gantzert Investment Company,L.L.C. is a large advisory firm based in Joliet. It manages $243.22 million of regulatory assets for 218 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Illinois and Texas.

Gantzert Investment Company,L.L.C provides portfolio management for individuals and small businesses and small investor service. (limited basis only). It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gantzert Investment Company,L.L.C: assets under management

The assets under management (AUM) of Gantzert Investment Company,L.L.C. is $243.22 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 221% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $243.22 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.12 million each.

Investments

The firm invests in investment and business development companies the most. They account for 49% of the total AUM. The second-largest asset type is exchange traded securities, which make up 37% of the firm’s portfolio. Investments in government bonds form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gantzert Investment Company,L.L.C. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gantzert Investment Company,L.L.C serves?

The firm provides services to individuals, high net worth individuals, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Gantzert Investment Company,L.L.C is high net worth individuals with 90 clients and $201.89 million of assets under management. Among the 8 most similar advisory firms, Gantzert Investment Company,L.L.C has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $243.22 million for 140 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Gantzert Investment Company,L.L.C doesn't advise any private funds.

Careers at Gantzert Investment Company,L.L.C.

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Paul Everett Gantzert Managing partner 1 Mar 1996 75% - 100% 4339249
Rhonda Lea Tordai Chief compliance officer; partner 1 Mar 1996 Other 4339254
Rhonda Lea Bowker Partner 1 Mar 1996 Other 4339254
Corinne Ruth Carbery Partner and relationship manager 1 Jan 2015 Other 4006096

Based in Joliet

The principal office where Gantzert Investment Company,L.L.C. performs its advisory services is located at 1000 Essington Road, Joliet, IL 60435 2841, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 815-773-2312 or by fax 815-773-0658. The normal business hours are 8:30 am - 4:30 pm on Monday - Friday.