Nautic Partners, LLC is a large advisory firm based in Providence. It manages $3 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Rhode Island.
Nautic Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Nautic Partners, LLC is $3 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 109% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Nautic Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Nautic Partners is pooled investment vehicles with 18 clients and $3 billion of assets under management. Among the 9 most similar advisory firms, Nautic Partners has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $3 billion for 18 clients. None of the firm’s clients are foreign persons or businesses.
Nautic Partners also advises several private funds. Namely, eighteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.
The company employs 42 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Nautic Partners, LLC performs its advisory services is located at 50 Kennedy Plaza, Providence, RI 02903 2393, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 401-278-6770 or by fax 401-278-6387. The normal business hours are 8:30am-6:00pm on Monday - Friday. You can find more information about the New York firm at nautic.com.