Landmark Equity Advisors LLC (Simsbury)


Landmark Equity Advisors LLC is a large advisory firm based in Simsbury. It manages $13.74 billion of regulatory assets for 37 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, Massachusetts, and Texas.

Landmark Equity Advisors provides portfolio management for pooled investment vehicles and fund of funds, fund of one. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Landmark Equity Advisors: assets under management

The assets under management (AUM) of Landmark Equity Advisors LLC is $13.74 billion. The firm's AUM has grown by 918% since the beginning of its operation, and $2.49 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $13.37 billion in discretionary accounts and $374.89 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $381.87 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $187.45 million.
Landmark Equity Advisors has custody of $13.74 billion in cash and securities for 37 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Landmark Equity Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Landmark Equity Advisors serves?

The only and largest group of clients of Landmark Equity Advisors is pooled investment vehicles with 37 clients and $13.74 billion of assets under management. Among the 5 most similar advisory firms, Landmark Equity Advisors has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $13.74 billion for 37 clients. 24% of the firm’s clients are foreign persons or businesses.

Landmark Equity Advisors also advises several private funds. Namely, three other private funds and thirty one private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Landmark Equity Advisors LLC

The company employs 113 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Timothy Leonard Haviland President & treasurer 1 Jun 1998 Other 4360908
James Patrick Mcconnell Vice president 1 Jun 1998 Other 4360918
Landmark Partners Inc. General member 1 Jun 1998 75% - 100% 06-1284156
Stanley F Alfeld Managing member 1 Jun 1998 Other 4360902
John Archibald Griner Managing member 1 Jun 1998 Other 600835
Robert J Harvey Managing member 1 Jun 1998 Other 4362187
Timothy L Haviland Managing member 1 Jun 1998 Other 4360908
Richard William Maine Managing member 1 Jun 1998 Other 1951406
James P Mcconnell Managing member 1 Jun 1998 Other 4360918
Anthony J Roscigno Managing member 1 Jun 1998 Other 4377641
Robert Jacobs Shanfield Vice president 1 Jul 1998 Other 1719967
Francisco Lopes Borges Chairman & ceo 1 Mar 1999 Other 4377647
Francisco L Borges Managing member 1 Mar 1999 Other 4377647
Chad Steven Alfeld Vice president 1 Jan 2004 Other 4737038
Scott Peter Conners Vice president 1 Jan 2004 Other 4881432
Chad S Alfeld Vice president 1 Jan 2004 Other 4737038
Patrick Aloysius Flanagan Vice president 1 Jan 2004 Other 1172606
Scott P Conners Vice president 1 Jan 2004 Other 4881432
Clementina Emilia Stpierre Vice president & secretary 1 Oct 2004 Other 4938014
Paul Gino Giovacchini Vice president 1 Feb 2005 Other 5123439
Antoinette Cecilia Lazarus Chief compliance officer 1 Dec 2006 Other 1532100
Ian Hunter Charles Vice president, partner 1 Jan 2011 Other 4602704
Landmark Partners Llc Member 1 Apr 2011 75% - 100% 156871
Barry Mark Miller Vice president, partner 1 Jun 2013 Other 1701585

Indirect Owners

The SEC currently registers 27 indirect owners.

Name Entity Date acquired Ownership Employer ID
Stanley F Alfeld Chairman/shareholder 1 Dec 1989 25% - 50% 4360902
Timothy L Haviland President/coo 1 Dec 1989 25% - 50% 4360908
Timothy Leonard Haviland President/coo 1 Dec 1989 25% - 50% 4360908
Malvinder Mohan Singh Shareholder 1 Jan 2005 25% - 50% 5778146
Shivinder Mohan Singh Shareholder 1 Jan 2005 25% - 50% 5778145
Japna Malvinder Singh Shareholder 1 Jan 2005 25% - 50% 5904581
Aditi Shivinder Singh Shareholder 1 Jan 2005 25% - 50% 5904585
Francisco Lopes Borges Vice president 1 Dec 2010 25% - 50% 4377647
Religare Enterprises Limited Shareholder 1 Dec 2010 75% - 100% n/a
Francisco Lopes Borges Chairman & ceo 1 Apr 2011 Other 4377647
Inc. Religare Global Asset Management Shareholder 1 Apr 2011 50% - 75% 156864
Timothy Leonard Haviland President & coo 1 Apr 2011 Other 4360908
Rgam Corporation Private Limited Shareholder 1 May 2012 75% - 100% n/a
Limited Omam Uk Shareholeder 1 Sep 2014 75% - 100% 98-1183573
Inc Omam Us Shareholder 1 Sep 2014 75% - 100% 47-1121020
Limited Brightsphere Uk Shareholeder 1 Sep 2014 75% - 100% 98-1183573
Inc Brightsphere Us Shareholder 1 Sep 2014 75% - 100% 47-1121020
Brightsphere Investment Group Inc. Shareholder 1 Sep 2014 75% - 100% 47-1121020
Om Asset Management Plc Shareholeder 1 Oct 2014 75% - 100% 98-1179929
Brightsphere Investment Group Plc Shareholeder 1 Oct 2014 75% - 100% 98-1179929
Landmark Investment Holdings Lp Member 1 Aug 2016 25% - 50% 81-3875009
Omam (Landmark) Llc Member 1 Aug 2016 50% - 75% 81-3180373
Landmark Investment Holdings Gp Llc General partner 1 Aug 2016 Other 99-9999999
Omam Inc Member 1 Aug 2016 75% - 100% 04-2714625
Brightsphere (Landmark) Llc Member 1 Aug 2016 50% - 75% 81-3180373
Brightsphere Inc Member 1 Aug 2016 75% - 100% 04-2714625
Brightsphere Inc. Member 1 Aug 2016 75% - 100% 04-2714625

Based in Simsbury

The principal office where Landmark Equity Advisors LLC performs its advisory services is located at Attn: Antoinette Lazarus, Simsbury, CT 06070 2429, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-651-9760 or by fax 860-651-8890. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at landmarkpartners.com and its LinkedIn profile.