Lighthouse Financial Planning, Inc. (Sacramento)


Lighthouse Financial Planning, Inc. is a large advisory firm based in Sacramento. It manages $28 million of regulatory assets for 102 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.

Lighthouse Financial Planning provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Lighthouse Financial Planning: assets under management

The assets under management (AUM) of Lighthouse Financial Planning, Inc. is $28 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $26 million in discretionary accounts and $2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $282.61 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $200 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lighthouse Financial Planning, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Sacramento

The principal office where Lighthouse Financial Planning, Inc. performs its advisory services is located at 3550 Watt Avenue, Sacramento, CA 95821, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-979-7888 or by fax 916-979-7889. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.financialdoc.com.