Redw Wealth LLC (Albuquerque)


Redw Wealth LLC is a large advisory firm based in Albuquerque. It manages $662.12 million of regulatory assets for 995 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Alaska, Arizona, California, and 5 other states.

Redw Wealth provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, publication of newsletters, educational seminars and workshops, and tax preparation. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Redw Wealth: assets under management

The assets under management (AUM) of Redw Wealth LLC is $662.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $662.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $665.45 thousand each.
Redw Wealth has custody of $19.63 million in cash and securities for 24 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 79% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio. Investments in exchange traded securities form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Redw Wealth LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Redw Wealth serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Redw Wealth is high net worth individuals with 123 clients and $323.75 million of assets under management. Among the 10 most similar advisory firms, Redw Wealth has the 5th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $662.12 million for 348 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Redw Wealth doesn't advise any private funds.

Careers at Redw Wealth LLC

The company employs 14 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 14 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ron James Rivera Principal 1 Jan 1997 Other 4377603
James D Trujillo Principal 1 Jan 1997 Other 4377653
Redw Llc Parent company 1 Oct 1999 Other 85-0203431
Steven R Cogan Principal 1 Oct 1999 Other 4377592
James Francisco Montoya Principal 1 Jan 2008 Other 5504793
Christopher Wayne Tyhurst Principal 1 Jan 2008 Other 5504807
Michael Timothy Allen Principal 1 Jan 2012 Other 6047345
Thomas L Friend Principal 1 Nov 2012 Other 6142666
Barry R Friefield Principal 1 Nov 2012 Other 6142665
Sandra Ann Abalos Principal 1 Nov 2012 Other 4735674
Stephen T Harris Principal 1 Nov 2012 Other 6142667
Corrine Wilson Principal 1 Jun 2016 Other 6776226
Christina Roderick Principal 1 Jul 2017 Other 6908762
Dean Willingham Principal 1 Jan 2018 Other 6929626
Mustafa Kamal Principal 1 Jan 2018 Other 6929636
Paul Luis Madrid Chief compliance officer, principal 1 Jun 2018 Other 5311000
Dennis Davis Principal 1 Jan 2019 Other 7074536
Mike D Chelius Principal 1 Jan 2019 Other 7074867

Based in Albuquerque

The principal office where Redw Wealth LLC performs its advisory services is located at 7425 Jefferson Ne, Albuquerque, NM 87109 The mailing address of the firm is P.O. Box 26718, Albuquerque, NM 87125. An additional office of the firm is in Phoenix, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 505-998-3200 or by fax 505-345-2010. The normal business hours are 8 am - 5:00pm on Monday - Friday. You can find more information about the New York firm at redw.com (parent company look under affiliates)).