Nuveen Investment Solutions, Inc. (Chicago)

Name: Nuveen Investment Solutions, Inc.
Address: 333 West Wacker Drive, Chicago, IL, 60606
Telephone: 312-461-1100

Nuveen Investment Solutions, Inc. is a large advisory firm based in Chicago. It manages $189.24 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Nuveen Investment Solutions provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nuveen Investment Solutions: assets under management

The assets under management (AUM) of Nuveen Investment Solutions, Inc. is $189.24 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $189.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.85 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nuveen Investment Solutions, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nuveen Investment Solutions, Inc.

Keith Brian Hembre has served as the Chief Investment Officer since 1 Mar 2011. William T Huffman joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Edwin Tierney	Senior managing director & chief investment officer	1 Apr 1984	Other	1790386
Thomas Malkin Richards	Senior managing director	1 Apr 1984	Other	1790222
Charles Joseph Mcpike	Managing director	1 Feb 1985	Other	1790218
Mary A Posey	Managing director	1 Mar 1993	Other	1798911
John Simmons	Managing director	1 May 2004	Other	4939062
Inc. Nuveen Investments	Stockholder	1 Apr 2007	75% - 100%	36-3817286
Mary Elizabeth Keefe	Chief compliance officer	1 Apr 2007	Other	4755249
Rob Guttschow	Managing director	1 Feb 2010	Other	2658560
John W Gambla	Managing director	1 Feb 2010	Other	2162404
William T Huffman	Managing director	1 Mar 2011	Other	4367634
Keith Brian Hembre	Chief investment officer	1 Mar 2011	Other	2882530

Indirect Owners

The SEC currently registers 15 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Madison Dearborn Capital Partners V A	Member	1 Nov 2007	75% - 100%	20-3771357
L.P. Madison Dearborn Partners V A&C	General partner	1 Nov 2007	Other	20-3771466
Llc Mdcp Holdco (Windy)	Member majority manager	1 Nov 2007	25% - 50%	26-1187203
Inc. Merrill Lynch & Co.	Owner	1 Nov 2007	75% - 100%	13-2740599
Inc. Merrill Lynch Group	Owner	1 Nov 2007	75% - 100%	13-3408205
Inc Ml Ibk Positions	Limited partner	1 Nov 2007	75% - 100%	13-3596352
Lp Mlgpe Fund Us Ii	Owner	1 Nov 2007	75% - 100%	26-0667033
Lp Mlgpe Partners Ii	General partner	1 Nov 2007	Other	98-0545047
Mlgpe U.S. Strategies Llc	Member manager	1 Nov 2007	25% - 50%	26-0667033
Llc Windy City Investments Holdings	Owner	1 Nov 2007	75% - 100%	26-0373462
Inc. Windy City Investments	Owner	1 Nov 2007	75% - 100%	26-0373324
Merrill Lynch Gp Inc.	General partner	1 Nov 2007	Other	13-3540361
Ml Windy City Investments Holdings Llc	Member minority manager	1 Feb 2008	25% - 50%	26-0667033
Bank Of America	Owner	1 Dec 2008	75% - 100%	56-0906609
Bank Of America Corporation	Owner	1 Jan 2009	75% - 100%	56-0906609

Based in Chicago

The principal office where Nuveen Investment Solutions, Inc. performs its advisory services is located at 333 West Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-461-1100 or by fax 312-461-0001. The normal business hours are 8:30 a.m.-4:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.randt.com.