Commonwealth Financial Planners Inc is a large advisory firm based in Roswell. It manages $113.6 million of regulatory assets for 285 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Georgia and Texas.
Commonwealth Financial Planners provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Commonwealth Financial Planners Inc is $113.6 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Commonwealth Financial Planners Inc for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Norman Douglas Shirley is high net worth individuals with 50 clients and $85.2 million of assets under management. Among the 8 most similar advisory firms, Commonwealth Financial Planners has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $113.6 million for 132 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Commonwealth Financial Planners doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Norman Douglas Shirley has been acting as President since 1 Feb 1983. Michael Patrick Agurkis joined the executive team most recently as the Chief Compliance Officer/President/Corp Secretary.
The principal office where Commonwealth Financial Planners Inc performs its advisory services is located at 1033 Canton Street, Roswell, GA 30075, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 770-399-6644 or by fax 770-399-5386. The normal business hours are 8:30 a.m. to 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at commonwealthfp.com.