Friedenthal Financial, LLC (Marlton)


Friedenthal Financial, LLC is a large advisory firm based in Marlton. It manages $112.25 million of regulatory assets for 322 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of California, Florida, Missouri, and 7 other states.

Friedenthal Financial provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Friedenthal Financial: assets under management

The assets under management (AUM) of Friedenthal Financial, LLC is $112.25 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 12% since the beginning of its operation, and $262 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $112.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $348.6 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 98% of the total AUM. The second-largest asset type is exchange traded securities, which make up 1% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Friedenthal Financial, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mark Friedenthal serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Mark Friedenthal is high net worth individuals with 32 clients and $56 million of assets under management. Among the 11 most similar advisory firms, Friedenthal Financial has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $112.25 million for 160 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Friedenthal Financial doesn't advise any private funds.

Careers at Friedenthal Financial, LLC

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark Friedenthal has been acting as President since 1 Apr 2009. Frederic Wheeler has served as the Chief Investment Officer since 1 Mar 2019.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Friedenthal President/chief compliance officer 1 Apr 2009 75% - 100% 2661065
Frederic Wheeler Chief investment officer 1 Mar 2019 Other 5679832

Based in Marlton

The principal office where Friedenthal Financial, LLC performs its advisory services is located at 5000 Sagemore Drive, Marlton, NJ 08053, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 856-210-6494 or by fax 856-210-1565. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at friedenthalfinancial.com.