Morgan Stanley Smith Barney Venture Services LLC is a large advisory firm based in New York. It manages $91.57 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009.
Morgan Stanley Smith Barney Venture Services provides portfolio management to private investment funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Morgan Stanley Smith Barney Venture Services LLC is $91.57 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Morgan Stanley Smith Barney Venture Services LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of James Vincent Bruno is pooled investment vehicles with 1 clients and $91.57 million of assets under management. Among the 2 most similar advisory firms, Morgan Stanley Smith Barney Venture Services has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $91.57 million for 1 clients. None of the firm’s clients are foreign persons or businesses.
Morgan Stanley Smith Barney Venture Services also advises several private funds. Namely, one hedge fund and three private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.
The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
James Vincent Bruno has been acting as President since 1 Dec 2011. Michael Anthony Annunziata joined the executive team most recently as the Chief Compliance Officer.
The principal office where Morgan Stanley Smith Barney Venture Services LLC performs its advisory services is located at 522 Fifth Avenue, 13 Th Floor, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-296-6444. The normal business hours are 9:00am-5:00pm on Monday - Friday.