Frm Investments (Usa) LLC (New York)


Frm Investments (Usa) LLC is a related adviser based in New York. It manages $140.66 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012.

Frm Investments (Usa) provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frm Investments (Usa): assets under management

The assets under management (AUM) of Frm Investments (Usa) LLC is $140.66 million. The firm's AUM has gone down by -51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.36 million in discretionary accounts and $136.3 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.36 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $136.3 million.
Frm Investments (Usa) has custody of $4.32 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frm Investments (Usa) LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Frm Investments (Usa) LLC

Michelle Mccloskey has been acting as President since 1 Oct 2010. Solomon Edmund Kuckelman joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michelle Mccloskey President 1 Oct 2010 Other 5862735
Nadine Le Gall Chief compliance officer 1 Nov 2010 Other 4358239
Man Investments Holdings Inc. Sole member 1 Jan 2011 75% - 100% 13-4049528
Jordan B. Allen Cfo 1 Jun 2011 Other 4650827
Orly Lax Secretary 1 Sep 2011 Other 5907624
Marc Farell Blieden Vice president 1 Sep 2012 Other 5907471
Shiraz Younus Kajee Treasurer 1 Jan 2013 Other 4468276
Jonathan Bradley Clair Secretary 1 Jul 2014 Other 6381466
Solomon Edmund Kuckelman Secretary 1 Jan 2015 Other 6435789

Indirect Owners

The SEC currently registers 19 indirect owners.

Name Entity Date acquired Ownership Employer ID
Factornew Limited Shareholder 1 Feb 2000 75% - 100% foreign entity
E D & F Man Cocoa Investments Limited Shareholder 1 Feb 2000 75% - 100% foreign entity
Factornew Limited Shareholder 1 Feb 2002 75% - 100% foreign entity
Man Group Holdings Limited Shareholder 1 Jun 2004 75% - 100% foreign entity
Man Group Investments Limited Shareholder 1 Jun 2004 75% - 100% foreign
E.D. & F. Man Investments Bv Shareholder 1 Jul 2006 75% - 100% foreign entity
E.D. & F. Man Investments Bv Shareholder 1 Aug 2006 75% - 100% foreign entity
Man Group Plc Shareholder 1 Aug 2006 75% - 100% foreign entity
Man Investments Usa Holdings Inc. Shareholder 1 Aug 2006 75% - 100% 98-0503332
Formerly Known As Man Group Plc Man Strategic Holdings Plc Shareholder 1 Aug 2006 75% - 100% foreign entity
Formerly Know As Man Strategic Holdings Plc Man Strategic Holdings Limited Shareholder 1 Aug 2006 75% - 100% foreign entity
Man Group Uk Limited Shareholder 1 Nov 2007 75% - 100% foreign
Man Investments Finance Limited Shareholder 1 Jul 2010 75% - 100% foreign entity
Man Strategic Holdings Limited Shareholder 1 Jul 2010 75% - 100% foreign entity
Man Group Uk Limited Shareholder 1 Jul 2010 75% - 100% foreign
Formerly Known As Man Strategic Holdings Plc Man Group Plc Shareholder 1 Nov 2012 75% - 100% foreign entity
Man Group Plc Shareholder 1 Nov 2012 75% - 100% foreign entity
Man Group Holdings Limited Shareholder 1 Jul 2013 75% - 100% foreign entity
Man Group Holdings Limited Shareholder 1 Aug 2013 75% - 100% foreign entity

Based in New York

The principal office where Frm Investments (Usa) LLC performs its advisory services is located at Hsbc Tower, 452 5 Th Avenue, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-649-6600 or by fax 212-649-6885. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at maninvestments.com.