Veriti Management LLC (Boston)


Veriti Management LLC is a large advisory firm based in Boston. It manages $158.24 million of regulatory assets for 82 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Florida, Kentucky, and 4 other states.

Veriti Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Veriti Management: assets under management

The assets under management (AUM) of Veriti Management LLC is $158.24 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $158.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.93 million each.
Veriti Management has custody of $4.47 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Veriti Management LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Veriti Management serves?

The only and largest group of clients of Veriti Management is high net worth individuals with 71 clients and $158.24 million of assets under management. Among the 11 most similar advisory firms, Veriti Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $158.24 million for 71 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Veriti Management doesn't advise any private funds.

Careers at Veriti Management LLC

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kent Mark Forkner has served as the Chief Investment Officer since 1 Jul 2018. Entwood Holdings Llc joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Karen Marie Angrisano Cco 1 Dec 2017 Other 6378394
David Lee Beatty Managing partner 1 Dec 2017 75% - 100% 2831427
James Kendall Dilworth Managing partner 1 Apr 2018 Other 2123506
Kent Mark Forkner Chief investment officer 1 Jul 2018 Other 2753311
Entwood Holdings Llc Owner 1 Feb 2019 75% - 100% 83-3456713

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
David Lee Beatty Member 1 Feb 2019 75% - 100% 2831427

Based in Boston

The principal office where Veriti Management LLC performs its advisory services is located at 100 High Street, Boston, MA 02110, which is also the mailing address of the firm. An additional office of the firm is in West Palm Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-752-6009 or by fax 617-737-3746. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at veritimanagement.com and its LinkedIn profile.