Outlook Wealth Advisors, LLC (Shenandoah)

Name: Outlook Wealth Advisors, LLC
Address: 224 Ed English Dr., Shenandoah, TX, 77385
Telephone: 281-872-1515

Outlook Wealth Advisors, LLC is a large advisory firm based in Shenandoah. It manages $296.28 million of regulatory assets for 657 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida, Oklahoma, and Texas.

Outlook Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Outlook Wealth Advisors: assets under management

The assets under management (AUM) of Outlook Wealth Advisors, LLC is $296.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $296.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $450.97 thousand each.

Outlook Wealth Advisors has custody of $81.41 million in cash and securities for 208 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 60% of the total AUM. The second-largest asset type is investment and business development companies, which make up 26% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Outlook Wealth Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Allen Neuenschwander serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of James Allen Neuenschwander is high net worth individuals with 75 clients and $150.6 million of assets under management. Among the 11 most similar advisory firms, Outlook Wealth Advisors has the 2nd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $296.28 million for 657 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Outlook Wealth Advisors doesn't advise any private funds.

Careers at Outlook Wealth Advisors, LLC

The company employs 10 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Allen Neuenschwander has been acting as President since 1 May 2018. Elsa Cazares joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Outlook Wealth Financial Services	Owner	1 May 2018	75% - 100%	83-0639127
James Allen Neuenschwander	President	1 May 2018	Other	1507901

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Elsa Cazares	Member	1 May 2018	Other	3157219
Michael Allen Neuenschwander	Member	1 May 2018	Other	4212297

Based in Shenandoah

The principal office where Outlook Wealth Advisors, LLC performs its advisory services is located at 224 Ed English Dr., Shenandoah, TX 77385, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 281-872-1515 or by fax 281-875-0781. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at outlookwealth.com/ and its LinkedIn profile.