Axa Rosenberg Investment Management LLC is a large advisory firm based in Orinda. It manages $19.28 billion of regulatory assets for 91 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
Axa Rosenberg Investment Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and see schedule d: misc. - 5.g(12) for information. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Axa Rosenberg Investment Management LLC is $19.28 billion. The firm's AUM has grown by 267% since the beginning of its operation, and $18.07 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Axa Rosenberg Investment Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, other investment advisers, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Christophe Eric Coquema is other investment advisers with 5 clients and $18.07 billion of assets under management. Among the 13 most similar advisory firms, Axa Rosenberg Investment Management has the highest percentage of other investment advisers out of all clients.
The amount of regulatory assets under management is $19.28 billion for 11 clients. 55% of the firm’s clients are foreign persons or businesses.
Axa Rosenberg Investment Management also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
The company employs 119 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Christophe Eric Coquema has been acting as President since 1 Nov 2011. Kathleen Marie Houssels joined the executive team most recently as the Global Chief Investment Officer & Head Of Research/Models, Director.
The principal office where Axa Rosenberg Investment Management LLC performs its advisory services is located at 4 Orinda Way, Orinda, CA 94563, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 925-254-6464 or by fax 925-253-3499. The normal business hours are 6 am to 6 pm on Monday - Friday. You can find more information about the New York firm at axa-rosenberg.com.