Polly Portfolio, Inc (New York)


Polly Portfolio, Inc is an internet adviser based in New York. It manages $1.37 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of New York.

Polly Portfolio provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Polly Portfolio: assets under management

The assets under management (AUM) of Polly Portfolio, Inc is $1.37 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 614% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.37 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $80.47 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Polly Portfolio, Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Polly Portfolio, Inc

Stephen James King has been acting as President since 1 Dec 2014. Thomas John Mccosker joined the executive team most recently as the Chief Financial Officer, Chief Operating Officer & Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas John Mccosker Chief financial officer, chief operating officer & chief compliance officer 1 Dec 2014 Other 6002903
Stephen James King Director 1 Dec 2014 25% - 50% 4624616
Jasen (Nmn) Yang Chief executive officer 1 Dec 2014 25% - 50% 4274679

Based in New York

The principal office where Polly Portfolio, Inc performs its advisory services is located at One World Trade Center, New York, NY 10007, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-205-6710. The normal business hours are 9am-6pm on Monday - Friday. You can find more information about the New York firm at pollyport.com.