The Edgar Lomax Company (Alexandria)


The Edgar Lomax Company is a large advisory firm based in Alexandria. It manages $1.37 billion of regulatory assets for 37 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Virginia.

The Edgar Lomax Company provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Edgar Lomax Company: assets under management

The assets under management (AUM) of The Edgar Lomax Company is $1.37 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.37 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.91 million each.

Investments

The firm invests in exchange traded securities the most. They account for 92% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio. Investments in government bonds form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Edgar Lomax Company for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Felicia Odette Flowers Smith serves?

The firm provides services to investment companies, high net worth individuals, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Felicia Odette Flowers Smith is state or municipal government entities with 14 clients and $677.31 million of assets under management. Among the 12 most similar advisory firms, The Edgar Lomax Company has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $1.07 billion for 27 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

The Edgar Lomax Company doesn't advise any private funds.

Careers at The Edgar Lomax Company

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Felicia Odette Flowers Smith has been acting as President since 1 Jun 1988. Michael A. Kallish Trua Lorraine H Shultz Trust joined the executive team most recently as the Stockholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Randall Robbi Eley President, director 1 Mar 1983 50% - 75% 1766290
Felicia Odette Flowers Smith Director 1 Jun 1988 Other 1156402
Raymond Scott Mcgaugh Director 1 Jun 1988 Other 2649886
Jr. Melvin Clyde Eley Director 1 Jun 1988 Other 4344697
Felicia Odette Flowerssmith Director 1 Jun 1988 Other 1156402
Melvin Clyde Eley Director 1 Jun 1988 Other 4344697
Michael Allen Kallish Director 1 Jan 1991 Other 4344700
William Owen Kafes Director 1 Mar 1994 Other 1509839
William O Kafes Director 1 Mar 1994 Other 1509839
Dena Lynn Hudgins Vice president of administration 1 Jan 1996 Other 2465902
Dena Hudgins Gallagher Vice president of administration 1 Jan 1996 Other 2465902
Phillip Andrew Titzer Vp of investment operations 1 Jun 1996 Other 2762887
Philip Andrew Titzer Vp of investment operations 1 Jun 1996 Other 2762887
Darlyce Melinda Eley Treasurer 1 May 1997 Other 4344693
Lorraine Huff Schultz Stockholder 1 Sep 1999 Other 4344708
Thomas Berrigan Murray Chief operating officer, chief compliance officer 1 Aug 2001 Other 4520224
Dana Leaman Silverman Director 1 May 2003 Other 4765694
Michael A. Kallish Trua Lorraine H Shultz Trust Stockholder 1 Jun 2012 Other 38-7047385
Michael A. Kallish & Dana L. Silverman Trua Lorraine H. Schultz Irrevocable Trust Stockholder 1 Jun 2012 Other 52-7055851

Based in Alexandria

The principal office where The Edgar Lomax Company performs its advisory services is located at 5971 Kingstowne Village Parkway, Alexandria, VA 22315, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-719-0026 or by fax 703-719-9483. The normal business hours are 9:00 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at edgarlomax.com.