Capital Strategy Group Ltd is a mid-sized advisory firm based in Syracuse. It manages $73.02 million of regulatory assets for 156 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, New Jersey, and 3 other states.
Capital Strategy Group provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Capital Strategy Group Ltd is $73.02 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 148% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Capital Strategy Group Ltd for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of James Bradley Sleeper is individuals with 141 clients and $36.62 million of assets under management. Among the 1 most similar advisory firms, Capital Strategy Group has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $68.87 million for 151 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Capital Strategy Group doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
James Bradley Sleeper has been acting as President since 1 Feb 1987. Janice Powers Williams joined the executive team most recently as the Chief Compliance Officer.
The principal office where Capital Strategy Group Ltd performs its advisory services is located at 110 W. Fayettte Street, Syracuse, NY 13202 2507, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 315-471-1547. The normal business hours are 8:30am - 5pm on Monday - Friday. You can find more information about the New York firm at csgadvisor.com.