361 Capital LLC is a large advisory firm based in Denver. It manages $1.55 billion of regulatory assets for 152 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alaska, Arizona, California, and 14 other states.
361 Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of 361 Capital LLC is $1.55 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 794% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay 361 Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Joshua Jaye Vail is investment companies with 9 clients and $1.22 billion of assets under management. Among the 6 most similar advisory firms, 361 Capital has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $1.55 billion for 152 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
361 Capital also advises several private funds.
The company employs 33 people that are either part- or full-time employees. 24 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Joshua Jaye Vail has been acting as President since 1 Sep 2018. Wade Aaron Clouse joined the executive team most recently as the Chief Compliance Officer.
The principal office where 361 Capital LLC performs its advisory services is located at 4600 South Syracuse Street, Denver, CO 80237, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-224-3900 or by fax 303-224-3901. The normal business hours are 7:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at 361funds.com.