Scott Marsh Financial, LLC (Salt Lake City)


Scott Marsh Financial, LLC is an adviser based in Salt Lake City. It manages $86.74 million of regulatory assets for 323 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Texas, and Utah.

Scott Marsh Financial provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Scott Marsh Financial: assets under management

The assets under management (AUM) of Scott Marsh Financial, LLC is $86.74 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $86.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $268.54 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 73% of the total AUM. The second-largest asset type is exchange traded securities, which make up 25% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Scott Marsh Financial, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Scott Marsh Financial serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Scott Marsh Financial is high net worth individuals with 61 clients and $78.22 million of assets under management. Among the 5 most similar advisory firms, Scott Marsh Financial has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $86.74 million for 85 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Scott Marsh Financial doesn't advise any private funds.

Careers at Scott Marsh Financial, LLC

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Based in Salt Lake City

The principal office where Scott Marsh Financial, LLC performs its advisory services is located at 1321 East 4170 South, Salt Lake City, UT 84124 1456, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 801-272-4677 or by fax 801-272-4410. The normal business hours are 9:00am to 5:00pm mt on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/scott-marsh-financial/.