Warwick Energy Investment Group, LLC (Oklahoma City)


Warwick Energy Investment Group, LLC is a large advisory firm based in Oklahoma City. It manages $1.09 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015.

Warwick Energy Investment Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Warwick Energy Investment Group: assets under management

The assets under management (AUM) of Warwick Energy Investment Group, LLC is $1.09 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 598% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.09 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $542.67 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Warwick Energy Investment Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Warwick Energy Investment Group serves?

The only and largest group of clients of Warwick Energy Investment Group is pooled investment vehicles with 2 clients and $1.09 billion of assets under management. Among the 12 most similar advisory firms, Warwick Energy Investment Group has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.09 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

Warwick Energy Investment Group also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Warwick Energy Investment Group, LLC

The company employs 70 people that are either part- or full-time employees. 14 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Katherine Taaffe Richard Chief executive officer; managing member 1 Oct 2014 75% - 100% 4834568
Claire Arnote Richard Packer Chief compliance officer 1 Oct 2014 Other 6413839
Farhana Ahmed Chief financial officer 1 Apr 2015 Other 5017050
Brian Christopher Blad Chief accounting officer 1 Mar 2016 Other 6631750
Michael Harold Brown General counsel and chief compliance officer 1 Apr 2016 Other 6643364
Claire Arnote Richard Packer Chief administrative officer 1 Jul 2016 Other 6413839
Brian Christopher Blad Chief financial officer 1 Nov 2016 Other 6631750

Based in Oklahoma City

The principal office where Warwick Energy Investment Group, LLC performs its advisory services is located at 2802 West Country Club Drive, Oklahoma City, OK 73116 The mailing address of the firm is 6608 N. Western Avenue #246, Oklahoma City, OK 73116. An additional office of the firm is in Norman, OK. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 405-607-3400 or by fax 405-463-0182. The normal business hours are 8:00 a.m to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at warwick-energy.com.