Axon Capital LP (New York)


Axon Capital LP is a large advisory firm based in New York. It manages $449.8 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2017.

Axon Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axon Capital: assets under management

The assets under management (AUM) of Axon Capital LP is $449.8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and $244.28 million of the total AUM is attributable to clients outside of the United States.

The firm manages $449.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $149.93 million each.
Axon Capital has custody of $449.8 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Axon Capital LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Axon Capital serves?

The only and largest group of clients of Axon Capital is pooled investment vehicles with 3 clients and $449.8 million of assets under management. Among the 8 most similar advisory firms, Axon Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $449.8 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Axon Capital also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Axon Capital LP

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dinakar "Nmn" Singh Founding partner & chief executive officer 1 Jan 2011 Other 1859314
L.P. Axon Investments Limited partner 1 Jan 2011 75% - 100% 20-1967305
Llc Axon Gp General partner 1 Jan 2011 Other 20-2099008
David Marc Weil President & chief operating officer 1 Jan 2011 Other 2489714
Charles Edward Fortin Chief legal officer & chief compliance officer 1 May 2015 Other 4906977
Benjamin German Carroll Chief financial officer & chief compliance officer 1 Jan 2018 Other 4907847
Anthony Joseph Picone Chief financial officer & chief compliance officer 1 Jun 2018 Other 4376327
Koryn Gatta Estrada Co-chief executive officer 1 Apr 2019 Other 5166625

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Dinakar "Nmn" Singh Managing member 1 Nov 2004 75% - 100% 1859314
Dinakar Singh Llc Managing member 1 Dec 2004 75% - 100% 20-2208332
Dinakar Singh Llc Limited partner 1 Jan 2005 75% - 100% 20-2208332
Llc Axon Gp General partner 1 Jan 2005 Other 20-2099008

Based in New York

The principal office where Axon Capital LP performs its advisory services is located at 126 East 56 Th Street, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-479-2000 or by fax 212-479-2001. The normal business hours are 9:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at tpgaxon.com.