DeLPhic Capital Management Limited (Hong Kong)


DeLPhic Capital Management Limited is an adviser based in Hong Kong. It manages $6.3 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005.

DeLPhic Capital Management Limited provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

DeLPhic Capital Management Limited: assets under management

The assets under management (AUM) of DeLPhic Capital Management Limited is $6.3 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.3 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.3 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay DeLPhic Capital Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at DeLPhic Capital Management Limited

Michael Norman Nock has been acting as President since 1 Dec 1998. Timothy Peter Lewis joined the executive team most recently as the Chief Compliance Officer And Chief Legal Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Norman Nock Director 1 Dec 1998 Other 725369
Composite Capital Holdings Limited Ordinary shares 1 Jun 1999 75% - 100% foreign
Howard Ching Ho Wong Director 1 Dec 2004 Other 5076601
Timothy Peter Lewis Chief compliance officer and chief legal officer 1 Dec 2005 Other 5076599

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Tuscan Capital Holdings Limited Ordinary shares 1 May 2005 50% - 75% foreign
Michael Norman Nock Ordinary shares 1 May 2005 75% - 100% 725369
Nancy Lan Liu Ordinary shares 1 May 2005 25% - 50% 3043219

Based in Hong Kong

The principal office where DeLPhic Capital Management Limited performs its advisory services is located at 1501 Henley Building, Hong Kong, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +852 2877 2980 or by fax +852 2869 8791. The normal business hours are 9am to 6pm hong kong time on Monday - Friday.