Morgan Keegan & Company, Inc. (Memphis)

Name: Morgan Keegan & Company, Inc.
Address: 50 Front Street, Memphis, TN, 38103 9880
Telephone: (901) 524-4100

Morgan Keegan & Company, Inc. is a large advisory firm based in Memphis. It manages $10.02 billion of regulatory assets for 37,166 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 44 other states.

Morgan Keegan & Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for approximately 700 clients. On top of advisory services, the firm doesn't engage in other business activities.

Morgan Keegan & Company: assets under management

The assets under management (AUM) of Morgan Keegan & Company, Inc. is $10.02 billion. The firm's AUM has grown by 568% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.93 billion in discretionary accounts and $5.09 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $236.53 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $311.52 thousand.

Morgan Keegan & Company has custody of $9.87 billion in cash and securities for 34,911 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Morgan Keegan & Company, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Morgan Keegan & Company, Inc.

Allen Benners Jr Morgan has been acting as President since 1 Aug 2003. Jacqueline Ann Beauprez joined the executive team most recently as the Chief Compliance Officer / Broker Dealer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Allen Benners Morgan	Ceo	1 Jul 1969	Other	602961
Joseph Clement Weller	Cfo	1 Aug 1969	Other	462863
John Whittemore Stokes	Vice chairman	1 Sep 1970	Other	437091
Inc. Morgan Keegan	Parent	1 May 1983	75% - 100%	62-1153850
Joseph Clarence Barkley	Chief operations officer	1 Jan 1986	Other	1373033
Thomas Vernon Orr	Managing director	1 Aug 1997	Other	808162
James Anthony Parrish	Managing director	1 Aug 1997	Other	1421066
Robert Atkinson Baird	Managing director	1 Aug 1998	Other	854207
James Timothy Ritt	Clo	1 Aug 1998	Other	1836011
Steve Lloyd Lawrence	National sales manager / managing director	1 Mar 1999	Other	1373043
George Douglas Jr Edwards	Vice chairman	1 Sep 2000	Other	823661
Thomas Augustus Jr Henricks	Cco	1 Sep 2000	Other	1735254
Stephen Patrick Laffey	President, coo	1 Sep 2000	Other	1700315
Jerome Marks Dattel	Managing director	1 Sep 2000	Other	61216
Richard Sidney Ferguson	Managing director	1 Sep 2000	Other	1748942
William Frierson Jr Hughes	Managing director	1 Sep 2000	Other	1158875
Minor Wilkerson Perkins	Managing director	1 Sep 2000	Other	1454879
Regions Financial Corporation	Parent	1 Mar 2001	75% - 100%	63-0371391
Paul Brian Fowler	Managing director / director, wealth mgmt services	1 May 2002	Other	2596604
Gary Michael Franklin	Srop	1 Sep 2002	Other	2109914
Allen Benners Jr Morgan	Chairman	1 Aug 2003	Other	602961
George Douglas Jr Edwards	Ceo	1 Aug 2003	Other	823661
John Hall Jr Grayson	Managing director	1 Mar 2004	Other	2419094
Sarah Jean Sutton	Compliance registered options principal (crop)	1 May 2004	Other	4151257
Robert James Glenn	Executive managing director	1 Sep 2004	Other	223045
Ramkrishna Pattenshetti Kasargod	Supervisory analyst	1 Apr 2005	Other	1502700
William Arnot Geary	Managing director	1 Jan 2006	Other	1680611
Joseph Clement Weller	Vice chairman	1 Jul 2006	Other	462863
Charles Darryl Maxwell	Chief financial officer	1 Jul 2006	Other	1492875
Robert Patrick Kruczek	Chief administrative officer	1 Jul 2006	Other	2389311
Edward Elkan Scheidt	Director of research	1 Jul 2006	Other	1401820
Claude Herbert Paddock	Compliance registered options principal (crop)	1 Sep 2007	Other	355016
Robert Patrick Kruczek	President/coo	1 Apr 2008	Other	2389311
John Congleton Jr Carson	Ceo	1 Apr 2008	Other	1307784
Robert Atkinson Iv Baird	President - fixed income capital markets division	1 Apr 2008	Other	854207
Gavin Michael Murrey	Managing director	1 Dec 2008	Other	3104897
Cynthia Denise Morrison	Chief compliance officer / ia affiliate	1 Dec 2008	Other	3003956
John Gerald Olsen	Chief compliance officer	1 Nov 2009	Other	1395283
James Woodrow Jr Hamilton	Regional manager	1 Dec 2009	Other	810212
Michael Eugene Turnbough	Regional manager	1 Dec 2009	Other	2134719
Van Chenault Thompson	Regional manager	1 Dec 2009	Other	1542001
Richard Sidney Ferguson	President	1 Jan 2010	Other	1748942
Heather Diane Smith	Chief compliance officer	1 Jan 2010	Other	4349745
Scott Bradley Reese	Chief compliance officer	1 Jan 2010	Other	2849779
Kevin Howard Giddis	President - fixed income capital markets	1 Jan 2011	Other	1328454
Inc. Raymond James Financial	Parent	1 Apr 2012	75% - 100%	59-1517485
Taretha Ann Robinson	Chief compliance officer / ia affiliate	1 Aug 2012	Other	4539081
Heather Diane Smith	Chief compliance officer / ia affiliate	1 Sep 2012	Other	4349745
Paul Louis Matecki	General counsel	1 Oct 2012	Other	1173122
Jacqueline Ann Beauprez	Chief compliance officer / broker dealer	1 Jul 2013	Other	4075012
Brent Patrick Nicks	Chief compliance officer / ia affiliate	1 Jul 2013	Other	4067773

Based in Memphis

The principal office where Morgan Keegan & Company, Inc. performs its advisory services is located at 50 Front Street, Memphis, TN 38103 9880 The mailing address of the firm is 1100 Ridgeway Loop Road, #550, Memphis, TN 38120. An additional office of the firm is in Nashville, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (901) 524-4100 or by fax (901) 524-4170. The normal business hours are 8:00 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at www.morgankeegan.com.