Insphere Securities, Inc. (Salt Lake City)


Insphere Securities, Inc. is a large advisory firm based in Salt Lake City. It manages $41.29 million of regulatory assets for 285 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Insphere Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Insphere Securities: assets under management

The assets under management (AUM) of Insphere Securities, Inc. is $41.29 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Insphere Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Insphere Securities, Inc.

Charles Frederick Ii Funke has been acting as President since 1 Aug 2006. Gregory Charles Sernett joined the executive team most recently as the Chief Compliance Officer/Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Charles Frederick Ii Funke Director/president/ceo 1 Aug 2006 Other 2574335
Michael Philip Maughan Finop/director/ vice president 1 Nov 2007 Other 4771751
Sharon Kay Weinle Chief operations officer/ director 1 Nov 2007 Other 1207462
Inc. Insphere Insurance Solutions Shareholder 1 Apr 2010 75% - 100% 27-0277771
James Christopher Mason Director/ chairman 1 Apr 2010 Other 3008152
Gregory Charles Sernett Chief compliance officer/director 1 Jun 2010 Other 2580939

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Healthmarkets Shareholder 1 Apr 2010 75% - 100% 75-2044750
Inc. Healthmarkets Owner 1 Apr 2010 75% - 100% 75-2044750

Based in Salt Lake City

The principal office where Insphere Securities, Inc. performs its advisory services is located at 150 Social Hall Ave., Salt Lake City, UT 84111 The mailing address of the firm is Po Box 3510, Salt Lake City, UT 84110 3510. An additional office of the firm is in Midvale, UT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-278-1103 or by fax 800-615-2060. The normal business hours are 7:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.insphereis.com.