Kcd Financial, Inc. is a multi-state adviser based in Green Bay. It manages $83.24 million of regulatory assets for 400 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Arizona, California, Colorado, and 12 other states.
Kcd Financial provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kcd Financial, Inc. is $83.24 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Kcd Financial, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Joel Reid Blumenschein is individuals with 384 clients and $56.72 million of assets under management. Among the 4 most similar advisory firms, Kcd Financial has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $83.24 million for 400 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Kcd Financial doesn't advise any private funds.
The company employs 53 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. 27 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Joel Reid Blumenschein has been acting as President since 1 Apr 2010. David Scott Wilson joined the executive team most recently as the Chief Compliance Officer.
The principal office where Kcd Financial, Inc. performs its advisory services is located at 3061 Allied Street, Green Bay, WI 54304, which is also the mailing address of the firm. An additional office of the firm is in Omaha, NE. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 920-347-3400 or by fax 920-347-3402. The normal business hours are 8-4:30 cst on Monday - Friday. You can find more information about the New York firm at kcdfinancial.com.