Ci Capital Partners LLC (New York)


Ci Capital Partners LLC is a large advisory firm based in New York. It manages $1.41 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2012.

Ci Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ci Capital Partners: assets under management

The assets under management (AUM) of Ci Capital Partners LLC is $1.41 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -20% since the beginning of its operation, and $39.17 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.41 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $78.12 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ci Capital Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Frederick Joseph Iseman serves?

The only and largest group of clients of Frederick Joseph Iseman is pooled investment vehicles with 18 clients and $1.41 billion of assets under management. Among the 13 most similar advisory firms, Ci Capital Partners has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.41 billion for 18 clients. 17% of the firm’s clients are foreign persons or businesses.

Ci Capital Partners also advises several private funds. Namely, sixteen private equity funds. The minimum investment commitment required of non-related persons ranges from $500 to $10,000,000.

Careers at Ci Capital Partners LLC

The company employs 26 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Frederick Joseph Iseman has been acting as President since 1 Apr 2008. Patrick Timothy Farrell joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Frederick Joseph Iseman Chairman/chief executive officer 1 Apr 2008 Other 6026987
Steven Martin Lefkowitz President 1 Apr 2008 Other 6026988
L.P. Ci Capital Partners Ii Member 1 Oct 2008 75% - 100% 26-3603738
Jerome Truzzolino Chief financial officer 1 May 2011 Other 4407985
Jordan Saul Bernstein General counsel/chief compliance officer 1 Feb 2012 Other 2916513
Jr. John George Forbes Chief operating officer/chief financial officer 1 Jan 2015 Other 2479194
Ci Capital Holdings Llc Member 1 Jan 2016 75% - 100% 61-1778400
Patrick Timothy Farrell Chief financial officer 1 Jul 2016 Other 6687012

Indirect Owners

The SEC currently registers 16 indirect owners.

Name Entity Date acquired Ownership Employer ID
Frederick Joseph Iseman Shareholder 1 Jan 1998 75% - 100% 6026987
J.P. Morgan Trust Company Of Delaware Trustee 1 May 2007 Other 51-0354501
Frederick J. Iseman Trust No. Iii Member 1 Jun 2007 75% - 100% 51-6589438
Inc. Georgica Management Managing member 1 Aug 2007 Other 13-3986935
Georgica Management Llc Limited partner 1 Nov 2008 75% - 100% 26-0351545
Llc Ci Capital Partners Ii Gp General partner 1 Nov 2008 Other 26-3603461
Frederick Joseph Iseman Member 1 Nov 2008 75% - 100% 6026987
Fji Gloucester Llc Shareholder 1 Nov 2008 75% - 100% 26-3770547
Fji Gloucester Llc Managing member 1 Nov 2008 Other 26-3770547
Steven Martin Lefkowitz Limited partner 1 Nov 2008 25% - 50% 6026988
Fji Kent Inc. Manager 1 Jun 2012 Other 45-4980301
Fji Gloucester Llc Shareholder 1 Jun 2012 75% - 100% 26-3770547
Fji Kent Investments Llc Member 1 Jul 2012 75% - 100% 90-0865037
Frederick Iseman (Mfi 2007) Llc Member 1 Jul 2012 75% - 100% 26-3741725
The Bryn Mawr Trust Company Of Delaware Trustee 1 Nov 2015 Other 26-3194807
Georgica Management Llc Managing member 1 Jan 2016 75% - 100% 26-0351545

Based in New York

The principal office where Ci Capital Partners LLC performs its advisory services is located at 500 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-752-1850 or by fax 212-832-9450. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at cicapllc.com and its LinkedIn profile.