Investment Management & Planning LLC is a large advisory firm based in Greenville. It manages $132.69 million of regulatory assets for 499 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Delaware, Florida, Louisiana, and 4 other states.
Investment Management & Planning provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Investment Management & Planning LLC is $132.69 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Investment Management & Planning LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Investment Management & Planning is individuals with 268 clients and $74.46 million of assets under management. Among the 8 most similar advisory firms, Investment Management & Planning has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $132.69 million for 306 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Investment Management & Planning doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Investment Management & Planning LLC performs its advisory services is located at 20 Montchanin Road, Greenville, DE 19807, which is also the mailing address of the firm. An additional office of the firm is in Fort Myers, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 302-654-5449 or by fax 302-654-7477. The normal business hours are 8:30am - 5pm on Monday - Friday. You can find more information about the New York firm at imandp.com.