Swiss Capital Invest Holding (Dublin) Limited (Dublin)


Swiss Capital Invest Holding (Dublin) Limited is a large advisory firm based in Dublin. It manages $7.34 billion of regulatory assets for 49 client accounts. It has been registered with the SEC as an adviser since 2016.

Swiss Capital Invest Holding (Dublin) Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Swiss Capital Invest Holding (Dublin) Limited: assets under management

The assets under management (AUM) of Swiss Capital Invest Holding (Dublin) Limited is $7.34 billion. The firm's AUM has grown by 43% since the beginning of its operation, and $7.34 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $5.58 billion in discretionary accounts and $1.76 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $118.76 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $879.66 million.
Swiss Capital Invest Holding (Dublin) Limited has custody of $5.6 billion in cash and securities for 47 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Swiss Capital Invest Holding (Dublin) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Swiss Capital Invest Holding (Dublin) Limited serves?

The only and largest group of clients of Swiss Capital Invest Holding (Dublin) Limited is pooled investment vehicles with 48 clients and $7.34 billion of assets under management. Among the 11 most similar advisory firms, Swiss Capital Invest Holding (Dublin) Limited has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $7.34 billion for 48 clients. 100% of the firm’s clients are foreign persons or businesses.

Swiss Capital Invest Holding (Dublin) Limited doesn't advise any private funds.

Careers at Swiss Capital Invest Holding (Dublin) Limited

The company employs 65 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Stepstone Europe Limited joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Philipp Karl Weibel Chief financial officer (swiss capital alternative investments ag) 1 Oct 1998 Other 6699687
Hans Jörg Baumann Chairman (swiss capital alternative investments ag) 1 Oct 1998 25% - 50% 6699698
Meinrad Wyser Senior partner (swiss capital alternative investments ag) 1 Oct 1998 Other 6699700
Swiss Capital Alternative Investments Ag Relying adviser, sole member of swiss capital invest holding (dublin) limited 1 May 2005 75% - 100% foreign
Stephen Carl Penney Chief executive officer 1 Dec 2012 Other 5807511
Tobias Meier Chief operating officer 1 May 2013 Other 6699690
Reto Jürg Iseli Chief compliance officer 1 Sep 2013 Other 6699695
Marcel Emil Schindler Chief executive officer (swiss capital alternative investments ag) 1 Jan 2015 Other 6699686
Christian Hinze Chief operating officer 1 Nov 2016 Other 6047511

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Hans Jörg Baumann Chairman 1 May 2005 25% - 50% 6699698
Stepstone Europe Limited Shareholder 1 Dec 2016 25% - 50% 98-0679918
Sc Partner Lp Shareholder 1 Dec 2016 25% - 50% 98-1401905

Based in Dublin

The principal office where Swiss Capital Invest Holding (Dublin) Limited performs its advisory services is located at Newmount House, Dublin, 2, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 353 1 536 14 00. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at swisscap.com/.