Fifth Street Management LLC (Greenwich)


Fifth Street Management LLC is a large advisory firm based in Greenwich. It manages $3.94 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.

Fifth Street Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fifth Street Management: assets under management

The assets under management (AUM) of Fifth Street Management LLC is $3.94 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2216% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.94 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.31 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fifth Street Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fifth Street Management LLC

Bernard D. Berman has been acting as President since 1 Mar 2007. Ivelin M. Dimitrov has served as the Chief Investment Officer since 1 Jun 2008 and Leonard M. Tannenbaum is the Chief Executive Officer of Fifth Street Management LLC family office. Bernard David Berman joined the executive team most recently as the Co President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Leonard M. Tannenbaum Chief executive officer 1 Mar 2007 Other 2524216
Bernard D. Berman President 1 Mar 2007 Other 5465124
Leonard Mark Tannenbaum Chief executive officer 1 Mar 2007 Other 2524216
Bernard D Berman Member; chief legal officer 1 Mar 2007 Other 5465124
Marc A. Goodman Member 1 Mar 2007 Other 5465127
Juan Eduardo Alva Member 1 Mar 2007 Other 2786246
Robert Scott Kiesel Member 1 Mar 2007 Other 1873026
Willliam Craig Chief compliance officer; chief financial officer 1 Mar 2007 Other 5465225
Tannenbaum Family 2012 Trust Member 1 Oct 2007 Other 38-7075615
Marc A. Goodman Member 1 Oct 2007 Other 5465127
Ivelin M. Dimitrov Chief investment officer 1 Jun 2008 Other 5636689
Ivelin Mitkov Dimitrov Chief investment officer 1 Jun 2008 Other 5636689
Ivelin Mitkov Dmitrov Member 1 Jun 2008 Other 5636689
Chad Stuart Blakeman Managing director, co-cio 1 Apr 2010 Other 3171612
Charles Joseph Zmijeski Partner 1 Jun 2010 Other 1572225
Steven M. Noreika Chief financial officer 1 Jan 2011 Other 5904252
Steven Matthew Noreika Chief financial officer 1 Jan 2011 Other 5904252
Sundeep Kumar Khorana Partner 1 Jul 2011 Other 4290260
Alexander Charles Frank Partner 1 Mar 2012 Other 2046878
Inc. Fsc Ct Member 1 Mar 2012 75% - 100% 45-4912599
David H. Harrison Chief compliance officer 1 May 2013 Other 6193932
Alexander C. Frank Chief operating officer 1 May 2013 Other 2046878
Alexander Charles Frank Chief operating officer 1 May 2013 Other 2046878
Fifth Street Holdings L.P. Sole member 1 Nov 2014 75% - 100% 47-1253852
Kerry Shannon Acocella Chief compliance officer and executive director, legal 1 Oct 2015 Other 6573587
Bernard David Berman Co-president 1 Jan 2017 Other 5465124
Patrick James Dalton Co-president 1 Jan 2017 Other 2950390

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Leonard M. Tannenbaum Sole shareholder of fsc ct, inc. 1 Dec 2012 75% - 100% 2524216
Bernard D. Berman Trustee of tannenbaum family 2012 trust 1 Dec 2012 75% - 100% 5465124
Leonard M. Tannenbaum Sole shareholder of fsc ct ii, inc. 1 Oct 2014 75% - 100% 2524216
Leonard Mark Tannenbaum Sole shareholder of fsc ct ii, inc. 1 Oct 2014 75% - 100% 2524216
Inc. Fsc Ct Ii Limited partner of fifth street holdings l.p. 1 Nov 2014 50% - 75% 47-2294713
Fifth Street Asset Management Inc. General partner of fifth street holdings l.p. 1 Nov 2014 25% - 50% 46-5610118

Based in Greenwich

The principal office where Fifth Street Management LLC performs its advisory services is located at 777 West Putnam Avenue, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-681-3600 or by fax 203-681-3879. The normal business hours are 8:30 am-6:00 pm on Monday - Friday. You can find more information about the New York firm at fifthstreetfinance.com.