Belmont Global Advisors, Inc. (Dallas)

Name: Belmont Global Advisors, Inc.
Address: 2000 Mckinney Avenue, Dallas, TX, 75201
Telephone: 214-559-9972

Belmont Global Advisors, Inc. is a large advisory firm based in Dallas. It manages $289.38 million of regulatory assets for 47 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Texas.

Belmont Global Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Belmont Global Advisors: assets under management

The assets under management (AUM) of Belmont Global Advisors, Inc. is $289.38 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -61% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $289.38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.16 million each.

Investments

The firm invests in exchange traded securities the most. They account for 41% of the total AUM. The second-largest asset type is other assets, which make up 22% of the firm’s portfolio. Investments in investment grade corporate bonds form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Belmont Global Advisors, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Phillips Boone serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of John Phillips Boone is pooled investment vehicles with 12 clients and $252.04 million of assets under management. Among the 11 most similar advisory firms, Belmont Global Advisors has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $289.38 million for 47 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Belmont Global Advisors also advises several private funds. Namely, six hedge funds and three private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $2,000,000.

Careers at Belmont Global Advisors, Inc.

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Phillips Boone has been acting as President since 1 May 2015. Virginia Walsh Eulich joined the executive team most recently as the Executrix Of The Estate Of John Freeman Eulich Deceased/Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Craig Wheeler	Director, president	1 May 1992	Other	2136562
John Phillips Boone	Director	1 May 1992	Other	1050383
Gloria Eulich Martindale	Director, vp	1 Nov 1994	Other	1985231
John Stanley Stevenson	Vice president	1 Jan 1996	Other	2368784
John Freeman Eulich	Director	1 Jan 2004	Other	1909589
Carolyn Wilcott	Vice president	1 Jan 2004	Other	1938090
James Russell Mcwilliams	Chief compliance officer, secretary	1 Sep 2004	Other	2434611
Steven Scott Murphy	Vice president	1 Sep 2004	Other	4123161
Michael R. Willis	Senior vice president	1 Dec 2004	Other	5137523
Michael Dale Boswell	Vice president	1 Dec 2004	Other	4336484
Inc. Tc Capital	Shareholder	1 Jan 2005	75% - 100%	75-2201000
Inc. Bfg	Shareholder	1 Jan 2005	75% - 100%	75-2201000
Steven M Harasym	Vice president, portfolio manager	1 Mar 2010	Other	4713777
Brad Darin Martin	Vice president, chief financial officer	1 Mar 2010	Other	5459614
Joel Charles Flint	Director, senior vice president	1 Jan 2011	Other	5064779
Steven Scott Murphy	Director, exec. vice president, chief operating officer	1 Aug 2011	Other	4123161
John T Stuart	Director	1 Aug 2011	Other	6039484
Csongor Bibza	Treasurer, assistant secretary	1 Feb 2013	Other	6177244
John Phillips Boone	President	1 May 2015	Other	1050383
Steven M Harasym	Executive vice president & chief operating officer	1 Apr 2016	Other	4713777
Andrew Mark Kasik	Vice president	1 Apr 2016	Other	6679401
Gloria Eulich Martindale	Director	1 Apr 2016	Other	1985231
Gloria Eulich	Director	1 Apr 2016	Other	1985231
Matthew Ryan Kennedy	Chief compliance officer/secretary	1 Oct 2016	Other	6724641
Steven M Harasym	President	1 Nov 2016	Other	4713777
Csongor Bibza	Director	1 Nov 2016	Other	6177244

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Freeman Eulich	Shareholder	1 Jan 2002	75% - 100%	1909589
The Estate Of John Freeman Eulich Deceased	Shareholder	1 Jan 2002	75% - 100%	1909589
Virginia Walsh Eulich	Executrix of the estate of john freeman eulich deceased/shareholder	1 Jan 2017	75% - 100%	6775397

Based in Dallas

The principal office where Belmont Global Advisors, Inc. performs its advisory services is located at 2000 Mckinney Avenue, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-559-9972. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at belmontgroup.com.